Difference between revisions of "How to Prepare For and Conduct a Non-custodial Sentencing Hearing as a Law Student (1:App D)"

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{{REVIEWED LSLAP | date= July 18, 2019}}
{{REVIEWED LSLAP | date= July 26, 2021}}
{{LSLAP Manual TOC|expanded = criminal}}
{{LSLAP Manual TOC|expanded = criminal}}


#Determine the available sentence and the appropriate range of sentence. Review sections 720-729 of the ''Criminal Code'' and, in particular, section 718.
# Determine the available sentence and the appropriate range of sentence. Review sections 720-729 of the Criminal Code and, in particular, section 718.
#Determine the Crown’s position on sentence – Consider whether
# Determine the Crown’s position on sentence – consider whether:
#*a. There is anything the client could demonstrate to cause the Crown to soften its position
* a. There is anything the accused could demonstrate to cause the Crown to soften its position; and / or
#*b. A delay of the hearing would be advantageous to the client
* b. A delay of the hearing would be advantageous to the accused.
#Consider any mitigating or aggravating factors. The following are some mitigating factors:
# Consider any mitigating or aggravating factors. The following are some mitigating factors:
#*Early plea of guilt
* Early plea of guilt;
#*Pre-trial custody attributed to this offence
* Pre-trial custody attributed to this offence;
#*Restrictions placed upon the client pursuant to the release (bail) order
* Restrictions placed upon the client pursuant to the release (bail) order; and
#*Loss of employment or loss of license (if there was a driving offence) or other events which have caused hardship to the client.
* Loss of employment or loss of license (if there was a driving offence) or other events which have caused hardship to the accused.
#Consider the facts of the offence as it relates to our client:
# Consider the facts of the offence as it relates to our client:
#*the client's role in the offence, i.e., follower or under the influence of others
* The accused person's role in the offence (i.e., follower or under the influence of others);
#*offence was the result of a spontaneous event
* Offence was the result of a spontaneous event;
#*incident was an isolated occurrence absence of property loss
* Incident was an isolated occurrence;
#*absence of injuries or full recovery from injuries
* Absence of property loss;
#*motive, e.g., for property offences, the items obtained were necessities
* Absence of injuries or full recovery from injuries;
#*previous and/or subsequent positive relationship with the victim
* Motive (i.e., for property offences, the items obtained were necessities);
#*client's state of mind at the time of offence:
* Previous and/or subsequent positive relationship with the victim;
#*mental illness short of not criminally responsible
* Accused person’s state of mind at the time of offence;
#*alcohol or drug involvement, particularly if addiction present
* Mental illness short of not criminally responsible;
#*client's limited or diminished intelligence or emotional instability
* Alcohol or drug involvement, particularly if addiction present;
#*any changes made by the client such as counseling or other treatment.
* Accused person’s limited or diminished intelligence or emotional instability; and
#Collect reference letters or letters of employment. Make 2 copies of each '''and confirm with the writers of the letter that the letters are authentic. The letters must state that the writer is aware of the criminal charges.'''
* Any changes made by the accused such as counselling or other treatment.
# Collect reference letters or letters of employment. Make 2 copies of each and confirm with the writers of the letter that the letters are authentic. The letters must state that the writer is aware of the criminal charges.


==Procedure (after the Crown has made submissions)==
==Procedure (after the Crown has made submissions)==
#Tell the judge what you are seeking in terms of a sentence
# Tell the judge what the defence is seeking in terms of a sentence.
#Tell the judge whether you are in agreement with the Crown’s sentencing position in terms of the sentence, the length, & conditions
# Tell the judge whether the defence is in agreement with the Crown’s sentencing position in terms of the sentence, the length, and conditions.
#If you are not in complete agreement with the Crown position tell the judge:
# If the defence is not in complete agreement with the Crown position tell the judge:
#*a.Which facts are in dispute
* a. Which additional facts are relevant to the client; and
#*b.Which portions of the Crown sentencing position are in dispute (such as the sentence, length & conditions)
* b. Which portions of the Crown sentencing position are in dispute (such as the sentence, length & conditions). Note: Formal fact disputes are to be made through s. 721 of the Criminal Code.
#Briefly review the client’s background (use the client questionnaire as a starting point)
# Briefly review the accused person’s background.
#Briefly discuss the effect of the crime on our client and the changes made as a result
# Briefly discuss the effect of the crime on the accused and the changes made as a result.
#Review why some of the conditions sought by Crown may not be necessary
# Review why some of the conditions sought by Crown may not be necessary.
#Tell the judge our client is extremely remorseful and embarrassed by the incident (if you have instructions from the client to say that)
# Tell the judge that the accused is extremely remorseful and embarrassed by the incident (if you have instructions from the client to say that).
#Review what you are seeking and why it satisfies the principles of sentencing as set out in section 718
# Review what the defence is seeking and why it satisfies the principles of sentencing as set out in section 718 of the Criminal Code.
 
'''LSLAP clinicians:  please  review  the section  of the Guide  to  Criminal Defence  Work  with  respect  to court etiquette and guilty pleas/sentencing.'''


==Sentencing Submissions Script==
==Sentencing Submissions Script==
#Crown calls the case
# Crown calls the case.
#Introduce yourself – go up to the counsel table and motion for your client to stand beside you – “Your Honour, my name is Jane Doe, last name spelled D-O-E. I am a law student with the UBC Law Students’ Legal Advice Program and with the court’s leave I represent John Smith, who is present before the court.” – Getyour client to stand up from where they are seated. If they are in the gallery get them to cross the bar to stand beside you.
# Introduce oneself– go up to the counsel table (and motion for the accused to stand beside you) – “Your Honour, my name is Jane Doe, last name spelt D-O-E. I am a law student and with the court’s leave I represent John Smith, who is present before the court.” – Get the accused to stand up from where they are seated. If they are in the gallery get them to cross the bar to stand beside the counsel’s seat.
 
Explain why are you here – “Your Honour, this matter is before the Court today for guilty plea and sentencing on counts 2 and 3 of the information, and we are ready to proceed.”
 
Waive the Formal Reading of the Information - “Your honor we waive the formal reading of the information.
 
Continue on and Confirm Your Clients Understanding and Guilt - “Count 2 charges Mr. Smith with committing an assault in Vancouver on 3 May 2010, do you understand the charge, Mr. Smith?”
 
Client – “Yes”
 
Mr. Smith, do you wish to plead guilty or not guilty on Count 2?”
 
Client – “Guilty.”
 
Student – “And Count 3 charges Mr. Smith with committing an assault in Vancouver on 3 May 2010, do you understand the charge, Mr. Smith?”
 
Client – “Yes.”


Student “And with respect to Count 3, Mr Smith, what is your plea, guilty or not guilty?”
Explain why the defence is here “Your Honour, this matter is before the Court today for guilty plea and sentencing on counts 2 and 3 of the information, and we are ready to proceed”.


Client – “Guilty.
Waive the Formal Reading of the Information - “Your honour we waive the formal reading of the information”.  


'''In very rare circumstances''', if you have concerns about your clients’ ability to understand the process, you can instead state, “I ask that the charge be formally read to Mr. Smith.
Continue on and say, “and Mr. Smith wishes to enter a guilty plea to Counts 2 and 3 of the Information.  


The Court will then read the charge to the accused and ask the client to enter his or her plea, plus the questions required by s 606(1.1). This should only be done in rare cases where the client is seriously mentally ill, changing instructions and throwing up red flags and you need to protect yourself in case the client tries to withdraw his or her guilty plea in the future.
If there are concerns about the accused person’s ability to understand the process, the student should instead state, “I ask that the charge be formally read to Mr. Smith”.  


(You and your client can sit down at this point in time). Crown will read in the facts, state Crown’s sentencing position and make submissions as to why their position is fit and appropriate in the circumstances.
The Court will then read the charge to the accused and ask the accused to enter their plea, plus the questions required by s 606(1.1). This should only be done in rare cases where the accused is seriously mentally ill, changing instructions and throwing up red flags and the student need to protect themselves in case the client tries to withdraw their guilty plea in the future.


Your submissions – it depends on your style and each case and each submission is different, but it should have the following contents and in approximately this order.
(The student and the accused can sit down at this point in time). Crown will read in the facts, state Crown’s sentencing position and make submissions as to why their position is fit and appropriate in the circumstances.  


You should stand when making submissions and your client can remain seated:
Defence submissions – The student should stand when making submissions and the accused can remain seated. It depends on one’s style, and each case and each submission is different, but they should have the following contents and in approximately this order:  
*a) Defence sentencing position – tell the judge right away what you want
* a) Defence sentencing position – tell the judge right away what the defence wants.
*b) Facts – do you agree or disagree with the facts underlying the charges as alleged by the Crown? Is there further information or facts you wish to submit?
* b) Facts – Does defence have a different take on the facts of the offence. Is there further information or facts you wish to submit? Note: actual facts disputes are to be made through s. 721 of the Criminal Code, not here.
*c) Circumstances of your client you should tell the judge everything that’s on the background questionnaire
* c) Circumstances of the accused the student should tell the judge everything that is on the background questionnaire.
*d) Go through your proposed conditions and why. Link the condition you’re proposing back to a specific principle of sentencing.
* d) Go through the defence’s proposed conditions and why. Link the condition you are proposing back to a specific principle of sentencing.
*e) Summarize and conclude and tell the judge again what you’re asking for and why.
* e) Summarize and conclude and tell the judge again what you are asking for and why.


'''Please review the section of the Guide to Criminal Defence Work with respect to court etiquette and guilty plea-sentencing.'''
'''Please review the section of the Guide to Criminal Defence Work with respect to court etiquette and guilty plea-sentencing.'''

Revision as of 00:36, 27 July 2021

This information applies to British Columbia, Canada. Last reviewed for legal accuracy by the Law Students' Legal Advice Program on July 26, 2021.



  1. Determine the available sentence and the appropriate range of sentence. Review sections 720-729 of the Criminal Code and, in particular, section 718.
  2. Determine the Crown’s position on sentence – consider whether:
  • a. There is anything the accused could demonstrate to cause the Crown to soften its position; and / or
  • b. A delay of the hearing would be advantageous to the accused.
  1. Consider any mitigating or aggravating factors. The following are some mitigating factors:
  • Early plea of guilt;
  • Pre-trial custody attributed to this offence;
  • Restrictions placed upon the client pursuant to the release (bail) order; and
  • Loss of employment or loss of license (if there was a driving offence) or other events which have caused hardship to the accused.
  1. Consider the facts of the offence as it relates to our client:
  • The accused person's role in the offence (i.e., follower or under the influence of others);
  • Offence was the result of a spontaneous event;
  • Incident was an isolated occurrence;
  • Absence of property loss;
  • Absence of injuries or full recovery from injuries;
  • Motive (i.e., for property offences, the items obtained were necessities);
  • Previous and/or subsequent positive relationship with the victim;
  • Accused person’s state of mind at the time of offence;
  • Mental illness short of not criminally responsible;
  • Alcohol or drug involvement, particularly if addiction present;
  • Accused person’s limited or diminished intelligence or emotional instability; and
  • Any changes made by the accused such as counselling or other treatment.
  1. Collect reference letters or letters of employment. Make 2 copies of each and confirm with the writers of the letter that the letters are authentic. The letters must state that the writer is aware of the criminal charges.

Procedure (after the Crown has made submissions)

  1. Tell the judge what the defence is seeking in terms of a sentence.
  2. Tell the judge whether the defence is in agreement with the Crown’s sentencing position in terms of the sentence, the length, and conditions.
  3. If the defence is not in complete agreement with the Crown position tell the judge:
  • a. Which additional facts are relevant to the client; and
  • b. Which portions of the Crown sentencing position are in dispute (such as the sentence, length & conditions). Note: Formal fact disputes are to be made through s. 721 of the Criminal Code.
  1. Briefly review the accused person’s background.
  2. Briefly discuss the effect of the crime on the accused and the changes made as a result.
  3. Review why some of the conditions sought by Crown may not be necessary.
  4. Tell the judge that the accused is extremely remorseful and embarrassed by the incident (if you have instructions from the client to say that).
  5. Review what the defence is seeking and why it satisfies the principles of sentencing as set out in section 718 of the Criminal Code.

Sentencing Submissions Script

  1. Crown calls the case.
  2. Introduce oneself– go up to the counsel table (and motion for the accused to stand beside you) – “Your Honour, my name is Jane Doe, last name spelt D-O-E. I am a law student and with the court’s leave I represent John Smith, who is present before the court.” – Get the accused to stand up from where they are seated. If they are in the gallery get them to cross the bar to stand beside the counsel’s seat.

Explain why the defence is here – “Your Honour, this matter is before the Court today for guilty plea and sentencing on counts 2 and 3 of the information, and we are ready to proceed”.

Waive the Formal Reading of the Information - “Your honour we waive the formal reading of the information”.

Continue on and say, “and Mr. Smith wishes to enter a guilty plea to Counts 2 and 3 of the Information.

If there are concerns about the accused person’s ability to understand the process, the student should instead state, “I ask that the charge be formally read to Mr. Smith”.

The Court will then read the charge to the accused and ask the accused to enter their plea, plus the questions required by s 606(1.1). This should only be done in rare cases where the accused is seriously mentally ill, changing instructions and throwing up red flags and the student need to protect themselves in case the client tries to withdraw their guilty plea in the future.

(The student and the accused can sit down at this point in time). Crown will read in the facts, state Crown’s sentencing position and make submissions as to why their position is fit and appropriate in the circumstances.

Defence submissions – The student should stand when making submissions and the accused can remain seated. It depends on one’s style, and each case and each submission is different, but they should have the following contents and in approximately this order:

  • a) Defence sentencing position – tell the judge right away what the defence wants.
  • b) Facts – Does defence have a different take on the facts of the offence. Is there further information or facts you wish to submit? Note: actual facts disputes are to be made through s. 721 of the Criminal Code, not here.
  • c) Circumstances of the accused – the student should tell the judge everything that is on the background questionnaire.
  • d) Go through the defence’s proposed conditions and why. Link the condition you are proposing back to a specific principle of sentencing.
  • e) Summarize and conclude and tell the judge again what you are asking for and why.

Please review the section of the Guide to Criminal Defence Work with respect to court etiquette and guilty plea-sentencing.